Serious businesses should avoid these companies
smart entrepreneur should be careful and check every
funder carefully. It is important to perform a due diligence and risk
analysis of a
funders identity, residence and business activity to avoid wasting time
and money. Our job is to make you avoiding to deal with
companies. All listed entities has violated laws and further
information can be fund at the U.S. Securities and Exchange
Commission's page providing information on enforcement actions,
opinions issued by the Commission, briefs filed by SEC staff, trading
suspensions, and notices concerning the creation of investors claims
funds in specific cases.
ABC Viaticals, et al.
Acorn Capital Management
Advanced Financial Services, Larry W. Tyler, et al.
AIM Advisors, Inc. and AIM Distributors, Inc.
4NExchange, LLC, Paul R. Grant and Ronald Bassett
Alanar, Inc., et al.
Alliance Capital Management, L.P.
Alpha Telcom, Inc.
American-Amicable Life Insurance Company of Texas
American Express Financial Advisors Inc.
American Express Financial Corporation
AmeriFirst Funding, et al.
American International Group, Inc. (AIG)
AOB Commerce, Inc., et al.
Archie Paul Reynolds a/k/a Dr. A. Paul Reynolds and Success Trust and
Arthur Nadel, et al.
Ashbury Capital Partners, L.P., Ashbury Capital Management, L.L.C., and
Banc of America Capital Management, LLC, BACAP Distributors, LLC, and
Banc of America Securities, LLC
Banc of America Securities LLC
Beacon Hill Asset Management, et al.
Bear, Stearns & Co., Inc. and Bear, Stearns Securities Corp.
Bennett Funding Group, Inc.
Benny L. Judah and Excel Lease Fund, Inc.
Bentley Financial Services, Inc.
Bernard L. Madoff Investment Securities LLC
Billion Coupons, Inc. (aka Billion Coupons Investment) and Marvin R.
Biltmore Financial Group, et al.
Biltmore Securities, Inc.
Bio-Heal Laboratories, Inc., et al.
Bottom Line of South Florida, Inc., Andres L. Pimstein, et al.
Bradford C. Bleidt and Allocation Plus Asset Management Company, Inc.
Bridgeway Capital Management, Inc. and John Noland Ryan Montgomery
Bristol-Myers Squibb Company
Capital Consultants, LLC, Jeffrey L. Grayson, and Barclay L. Grayson
Capital Enhancement Club
Cardinal Health, Inc.
Carolina Development Company, Lambert Vander Tuig, and Jonathan Carman
Cash 4 Titles, Charles Richard Homa, and Michael Gause
CEP Holdings, Inc. D/B/A Colonendparenthesis.net, Trevor Reed, Clayton
Kimbrell and Colon End Parenthesis Trust, LLC
Charis Johnson, LifeClicks, LLC, and 12daily Pro
Charles W. Crouse and Norman R. Hess
CIBC World Markets Corp. and Canadian Imperial Holdings Inc.
CIHC, Inc., Conseco Services, LLC and Conseco Equity Sales, Inc.
Cobalt Multifamily Investors I, LLC, et al.
Colin Nathanson, et al.
Columbia Management Advisors, Inc. and Columbia Funds Distributor, Inc.
Commonwealth Equity Services, LLP d/b/a Commonwealth Financial Network;
Detwiler, Mitchell, Fenton & Graves, Inc.; James X. McCarty
ConAgra Foods, Inc., et al.
Concorde America, Inc., et al.
Creative Capital Consortium, LLC, et al.
Create Bidco 1 Ltd.
Credit Bancorp, Ltd.
Credit First Fund, LP, David R. Lund, et al.
CRW Management, L.P. et al.
Currency Trading International, Inc., et al.
David M. Mobley/Maricopa Investment Fund, Ltd.
David Tanner d/b/a/ Capital Enhancement Club, et al.
Dean Foods – Michael J. McCloskey, et al.
Diversified Lending Group, Inc., et al.
Donald Anthony Walker Young, et al.
Donald Matthew Greth and Brenda B. Melton
D.W. Heath & Associates, Inc. et al.
Edward D. Jones & Co.
Edward S. Digges, et al.
Edward T. Stein, et al.
Elfindepan S.A., et al
Emvest Mortgage Fund, LLC, Emvest, Inc., and Milon Lyle Brock
Enterprise Trust Company, et al.
European Moving Ltd.
Excel Lease Fund, Inc.
Federal National Mortgage Association (Fannie Mae)
Federated Investment Management Company, Federated Securities Corp. and
Federated Shareholder Services Company
First Choice Management Services, Inc. and Gary Van Waeyenberghe
First Command Financial Planning
FOMAC International, Inc.
Frank D. Gruttadauria et al.
Franklin Advisers, Inc.
Fred Alger Management, Inc. and Fred Alger & Company Incorporated.
Freedom ********** Inc., et al.
Fremont Investment Advisors, Inc. et al.
Gemstar-TV Guide International, Inc.
Gen-See Capital Corporation and Richard S. Picoli
Geoffrey A. Gish; Weston Rutledge Financial Services, Inc.; Zamindari
Capital, LLC; Lexington International Fund, LLC a/k/a Lexington
International Fund, Inc.; and Oxford Adams Capital, LLC
Gerson Asset Management
Global Express Capital Real Estate Investment Fund I, LLC et al.
Global Money Management, L.P., LF Global Investments, LLC, and Marvin
Global Online Direct, Inc., Bryant E. Behrmann and Larry “Buck” E.
Global Research Analyst Settlement
Gold-Quest International, et al.
Grant Thornton LLP, Doeren Mayhew & Co. P.C., Peter M. Behrens,
CPA, Marvin J. Morris, CPA and Benedict P. Rybicki, CPA
Heartland Financial Services, Inc.
Huntington Bancshares, Inc.
i2 Technologies, Inc.
International Capital Management, Inc.
International Equity Advisors, LLC and Richard Roger Lund
International Fiduciary Corp., S.A., et al.
International Funding Association, Ronald Stephen Holt, et al.
International Management Associates, LLC et al.
Invesco Funds Group, Inc.
IPIC International, et al.
Jack Brown, Jules Fleder et al.
James B. Roberts, FOMAC International, Inc., and Consultores Las Tres
James M. Nicholson et al.
James P. Lewis, Jr., Financial Advisory Consultants, et al.
James R. Harrold, et al.
Janus Capital Management LLC
Jeffrey Fishman and Medemil LLC
John Wayne Zidar et al.
Jon W. James, J.W. James & Associates, et al.
Joseph Contini, D/B/A Personal Portfolio Watch
Joseph S. Forte and Joseph Forte, L.P.
J.T. Wallenbrock & Associates, Citadel Capital Management Group,
Larry Toshio Osaki, and Van Y. Ichinotsubo
K.L. Group, LLC, et al.
Kenneth Roy Weare, also known as Roy Weaver, J&K Global Marketing
Corporation, and AAA-Auction.com, Inc.
Knight Securities L.P.
KS Advisors, et al.
K.W. Brown and Company, Kenneth Brown, et al.
Le Club Prive S.A.
Learn Waterhouse, Inc. et al.
Lincoln Funds International, Inc.
LTV Group S.A.
Lotus Development Corporation
Madoff, Bernard L.
MAK 1 Group Enterprises, LLC
Massachusetts Financial Services Co., John W. Ballen, and Kevin R. Parke
Medemil LLC et al.
Medical Capital Holdings, Inc., et al.
Merrill Scott & Associates, Ltd., et al.
Michael Lauer, Lancer Management Group, LLC, and Lancer Management
Group II, et al.
Michael J. McCloskey, et al. (Dean Foods)
Mid-America Foundation, Inc., Robert R. Dillie, et al.
Millennium Bank, et al.
Millennium ********** Ltd. and Newpont Fiduciaries & Nominees, S.A.
Millennium Partners, L.P. et al.
Mobile Billboards of America, Inc., et al.
Mutual Benefits Corp., et al.
MX Factors, LLC et al.
Nations Warranty Group, Inc., Jonathan W. Mikula, John B. Craddock and
JW&P Consulting, LLC
NJ Affordable Homes Corp. and Wayne Puff
North American Clearing, Inc., Richard L. Goble, Bruce B. Blatman and
Timothy J. Ward
Northshore Asset Management LLP, et al.
Novus Technologies, LLC, et al.
NYSE Specialist Firms
Ohana International, Inc., Financial Solutions, and Christiano Hashimoto
Oversea Chinese Fund Limited Partnership, et al.
PA Fund Management LLC f/k/a PIMCO Advisors Fund Management LLC et al.
Par Three Financial Group, Inc. and Melvin D. Ruth
Pay Pop, Inc.
Pension Fund of America LC, et al.
Pilgrim Baxter & Associates, Ltd., Gary L. Pilgrim and Harold J.
Pinnacle Development Partners LLC and Gene A. O’Neal
PinnFund USA, Inc.
Pittsford Capital Income Partners, L.L.C., et al.
Platinum Investment Corporation, et al.
Plus Money, Inc. and Matthew La Madrid, et al.
Premium Income Corp, et al.
Presto Telecommunications, Inc.
Provident Royalties, LLC et al.
Prudential Equity Group, LLC, formerly known as Prudential Securities
Putnam Investment Management LLC
Q – NONE….YET
Ray M. White and CRW Management, L.P.
Removals Europe UK Limited
RenaissanceRe Holdings, Ltd.
Resource Development International LLC, et al.
Rey Salomon, Jr., and Ellen H Development LLC
Robert Louis Carver, Robert Louis Carver II, James Lowell DeMers,
Lincoln Funds International, Inc., and Paropes Corporation f/k/a
Brookstone Capital, Inc.
Robert Allen Stanford, Stanford International Bank, Stanford Group
Company and Stanford Capital Management
Royal Dutch Petroleum Company and The “Shell” Transport and Trading
RS Investments Management, Inc. et al.
Safevest, LLC, et al.
Sebastian International Enterprises, Inc.
Secure Investment Services, Inc. et al.
Sherbourne Capital Management, Ltd., et al.
Southern Financial Group, Inc.
Spear & Jackson, Inc.
Stanford International Bank, et al.
Steve Madden Ltd.
Strong Capital Management, et al.
Success Trust and Holding LLC
Sun Empire, LLC, et al. and Sun Group, et al.
Sunwest Management, Inc., et al.
Superior Opportunities, Inc.
Systems of Excellence and Charles O. Huttoe
T-Bar Resources LLC and Tommy Eugene Barber
Terry L. Dowdell, et al.
Time Warner Inc.
TLC Investments & Trade Co., et al.
Travis E. Correll, individually and doing business as Horizon
Establishment, et al.
Tri Energy et al.
Tuco Trading, LLC.
Universal Express et al.
Universo Foneclub Corporation et al.
U.S. Reservation Bank & Trust, Higher Investment Technologies,
Inc., Global-Link Capital Markets L.L.C. et al.
Veras Capital Master Fund, et al.
Vescor Capital Corp., Val E. Southwick, et al.
Viatical Capital, Inc., d/b/a Life Settlement Network, Life Investment
Funding Enterprises, Inc., Charles D. York, and Robert K. Coyne
Virtual Cash Card, et al.
Virtual Private Marketplace, Ltd., Gary L. Moody, Steven R. Moody, and
Billpay Systems LLC
Vivendi Universal, S.A.
W Financial Group, LLC, Adley H. Abdulwahab, Michael K. Wallens, Sr.
and Michael K. Wallens, Jr.
WG Trading Investors, L.P., et al.
W.L. Ware Enterprises and Investments, Inc. and Warren L. Ware
Waddell & Reed, Inc.
Wealth Pools International, Inc.
Wellington Bank and Trust, Ltd. et al.
Wellness Universe, et al.
Westgate Capital Management and James Nicholson.
Weston Rutledge Financial Services, Inc.
Wextrust Capital, LLC et al.
William L. Brotherton and International Business Consortium, Inc.
World Class Limousines, Inc., 1-800-GET-LIMO, Inc. and 1-800-GET-LIMO
Worldwide Entertainment, Inc., et al.
Y – NONE….YET
Z – NONE….YET.
Angel, Private Investor, Venture Capital, or Institutional